Skip to content

Perkins Coie LLP logo
HomeOur TeamAboutPublicationsContact Us

Asset Management ADVocate

Unique Views into the Regulation of Asset Management

Subscribe

Subscribe By Email

 

Subscribe by RSS/XML

Click the orange icon above, or copy and paste the following URL into your feedreader:

http://feeds.feedburner.com/AssetManagementAdvocate

About this Blog

The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

Stay Connected

youtube Twitter LinkedIn Facebook RSS Privacy Policy

Topics

  • Adviser and Fund M&A
  • Advisory Contracts and Fees
  • Broker-Dealer Regulation
  • Clearing and Transfer Agency
  • Compliance
  • Cybersecurity
  • Distribution
  • Dodd-Frank Act and FSOC
  • Exchange Traded Funds
  • Exempt Investment Companies
  • Family Offices
  • Fiduciary Issues
  • Fund Organization and Governance
  • Money Market Funds
  • Registered Investment Companies
  • SEC Enforcement
  • U.S. Advisor Regulation
  • Uncategorized

Archives

Recent Posts

  • FINRA and CFTC Staff Issue COVID-19 Advisories on Commodity-Linked ETPs and Funds
  • New York State Proposes to Regulate “Finders” as Broker-Dealers
  • SEC to Amend National Market System Plan Governing Consolidated Audit Trail
  • SEC Orders Equity Exchanges and FINRA to Modernize Consolidated Market Data
  • SEC Approves MEMX as a new National Securities Exchange

Asset Management ADVocate

Unique Views into the Regulation of Asset Management

youtube Twitter LinkedIn Facebook RSS Privacy Policy
Perkins Coie LLP
Anchorage|Austin|Beijing|Bellevue|Boise|Chicago|Dallas|Denver|Los Angeles|Madison|New York|Palo Alto|Phoenix|Portland|San Diego|San Francisco|Seattle|Shanghai|Taipei|Washington, D.C.
Privacy PolicyDisclaimer

About Perkins Coie’s Investment Management Practice

Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.

Copyright © 2020, Perkins Coie LLP All Rights Reserved.
Powered By LexBlog