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Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Topics

  • Adviser and Fund M&A
  • Advisory Contracts and Fees
  • Broker-Dealer Regulation
  • Clearing and Transfer Agency
  • Compliance
  • Cybersecurity
  • Distribution
  • Dodd-Frank Act and FSOC
  • Exchange Traded Funds
  • Exempt Investment Companies
  • Family Offices
  • Fiduciary Issues
  • Fund Organization and Governance
  • Money Market Funds
  • Registered Investment Companies
  • SEC Enforcement
  • U.S. Advisor Regulation
  • Uncategorized

Archives

Recent Posts

  • Updated SEC Definition Opens Private Markets to (a Handful of) New Investors
  • SEC Adopts Amendments to Expand Accredited Investor Definition
  • FINRA Repeats Warnings of Imposter Websites
  • As Pandemic Lingers, SEC Has Not Forgotten About Advisers’ Share Class Selection and Compensation Practices
  • FINRA Issues Guidance on Virtual Business Entertainment

Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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About Perkins Coie’s Investment Management Practice

Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.

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