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Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Topics

Advisory Contracts and Fees
Compliance
Cybersecurity
Distribution
Dodd-Frank Act and FSOC
Exchange Traded Funds
Exempt Investment Companies
Family Offices
Fiduciary Issues
Fund Organization and Governance
Money Market Funds
Registered Investment Companies
U.S. Advisor Regulation
Uncategorized

SEC Fund-of-Fund Rule Proposal: Potentially Disruptive Impact of Redemption Limitation
SEC Brings First Enforcement Actions against Robo-Advisers
SEC Proposes Potentially Broadening and Disruptive New Fund-of-Funds Framework
OCIE Announces Risk-Based Exam Initiatives for Mutual Funds—Part 2
OCIE Announces Risk-Based Exam Initiatives for Mutual Funds—Part 1

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Asset Management ADVocate

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About Perkins Coie’s Investment Management Practice

Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.