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Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Topics

Adviser and Fund M&A
Advisory Contracts and Fees
Broker-Dealer Regulation
Clearing and Transfer Agency
Compliance
Cybersecurity
Distribution
Dodd-Frank Act and FSOC
Exchange Traded Funds
Exempt Investment Companies
Family Offices
Fiduciary Issues
Fund Organization and Governance
Money Market Funds
Registered Investment Companies
SEC Enforcement
U.S. Advisor Regulation
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Archives

Recent Posts

Re-Proposed Rule 18f-4: Why Some Commitment Agreements may not have “Leveraging Effects”
Re-Proposed Rule 18f-4: Not Reinventing the Derivatives Wheel
OCIE Issues Risk Alert on LIBOR Transition Preparedness
FINRA and CFTC Staff Issue COVID-19 Advisories on Commodity-Linked ETPs and Funds
New York State Proposes to Regulate “Finders” as Broker-Dealers

Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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About Perkins Coie’s Investment Management Practice

Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.

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