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Unique Views into the Regulation of Asset Management

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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Topics

Adviser and Fund M&A
Advisory Contracts and Fees
Broker-Dealer Regulation
Clearing and Transfer Agency
Compliance
Cybersecurity
Distribution
Dodd-Frank Act and FSOC
ESG Investment
Exchange Traded Funds
Exempt Investment Companies
Family Offices
Fiduciary Issues
Fund Organization and Governance
Money Market Funds
Offshore Advisor Regulation
Registered Investment Companies
SEC Enforcement
U.S. Advisor Regulation
UCITS
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Archives

Recent Posts

Rule 18f-4: Trimming Hedges—Hedges Excluded from Derivatives Exposure
No Summer Slump on ESG at the SEC: Board Duties, Exams, Rulemaking and Skepticism
Derivatives Exposure: Adjusting for Multipliers
Derivatives Exposure: Adjusting Notional Amounts
Derivatives Exposure: A Circuitous Path to “Gross Notional Amounts”

Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.

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