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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Topics

Advisory Contracts and Fees
Compliance
Cybersecurity
Distribution
Dodd-Frank Act and FSOC
Exchange Traded Funds
Exempt Investment Companies
Family Offices
Fiduciary Issues
Fund Organization and Governance
Money Market Funds
Registered Investment Companies
U.S. Advisor Regulation
Uncategorized

OCIE Announces Risk-Based Exam Initiatives for Mutual Funds—Part 2
OCIE Announces Risk-Based Exam Initiatives for Mutual Funds—Part 1
2018 Recap: Tokens, Coins, Cryptocurrencies, and Other Digital Assets under the Federal Securities Laws
2017 Recap: Tokens, Coins, Cryptocurrencies, and Other Digital Assets under the Federal Securities Laws – Facts and Circumstances
EtherDelta Founder Sanctioned for Operating an Unregistered Securities Exchange

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Asset Management ADVocate

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About Perkins Coie’s Investment Management Practice

Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.