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Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Topics

Advisory Contracts and Fees
Compliance
Cybersecurity
Distribution
Dodd-Frank Act and FSOC
Exchange Traded Funds
Exempt Investment Companies
Family Offices
Fiduciary Issues
Fund Organization and Governance
Money Market Funds
Registered Investment Companies
U.S. Advisor Regulation
Uncategorized

SEC Adopts Package of Reforms Aimed at Raising the Standard of Conduct for Brokers and Clarifying an Investment Adviser’s Fiduciary Duty
SEC Fund-of-Fund Rule Proposal: Potentially Disruptive Impact of Redemption Limitation
SEC Brings First Enforcement Actions against Robo-Advisers
SEC Proposes Potentially Broadening and Disruptive New Fund-of-Funds Framework
OCIE Announces Risk-Based Exam Initiatives for Mutual Funds—Part 2

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Asset Management ADVocate

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About Perkins Coie’s Investment Management Practice

Our Investment Management practice attorneys represent participants in all aspects of the dynamic investment management industry. This broad experience, combined with senior-level attention, provides the knowledge, skill and sophistication to help our clients navigate complex regulations and manage their business operations and investments.