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The Asset Management ADVocate provides unique analysis and insight into legal developments affecting asset managers in the United States.

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Adviser and Fund M&A
Advisory Contracts and Fees
Broker-Dealer Regulation
Clearing and Transfer Agency
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Cybersecurity
Distribution
Dodd-Frank Act and FSOC
ESG Investment
Exchange Traded Funds
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Recent Posts

Unfunded Commitment Agreements under Rule 18f-4: The Last Vestige of Release 10666
ESG at the SEC: Hints of More to Come
Institutional Investment in Crypto Derivatives: Bitcoin Futures and Similar Products – Episode 4
Why Are Unfunded Commitment Agreements “Senior Securities?”
Rule 18f-4 Still Has Commitment Issues

Asset Management ADVocate

Unique Views into the Regulation of Asset Management

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